AlixPartners is proud to participate in the Market Abuse Summit hosted by City and Financial, a key event for discussing the critical topics shaping financial services. We will be moderating a panel on how firms are utilizing AI and data-driven techniques to combat emerging trends in market abuse. 

What we offer to our clients on Market Conduct

Market conduct risks are evolving at an unprecedented pace, and regulators expect firms to keep up. The pressure to maintain robust controls against market abuse has never been higher. AlixPartners brings deep expertise in helping firms not only respond to regulatory scrutiny but also proactively strengthen their market abuse compliance frameworks to stay ahead of risks.

Framework reviews
Identifying gaps and weaknesses to improve the framework and ensure alignment with regulatory requirements and expectations.

  • Assessing Framework Design
  • Assessing Operational Effectiveness of Framework
  • Preparing for Regulatory Scrutiny (e.g., FCA STOR Visits)

Framework enhancements
Enhancing the framework's capacity to identify, manage, and mitigate market abuse risks.

  • Undertaking Market Abuse Risk Assessment
  • Enhancing Governance and Control Framework
  • Supporting Surveillance System Selection and Calibration

Training and awareness
Equipping senior management and first- and second-line functions with the knowledge and tools to understand, identify, escalate, and manage market abuse risks through targeted briefings and training.

  • Market Abuse Briefings for Senior Management
  • Firm-wide Market Abuse Training

Who we are

In an era of relentless disruption, firms need a trusted partner to help them navigate regulatory complexity when it matters most. Rapid shifts in geopolitics, global trade, enforcement frameworks, cost pressures, and technological advancements are making compliance more challenging than ever.

At AlixPartners, we specialize in guiding clients through regulatory interventions, crisis situations, and the implementation of robust compliance strategies that enhance resilience and create long-term value. Our Regulatory Compliance team brings together decades of cross-sector experience across global jurisdictions—featuring former regulators, senior C-suite practitioners, and seasoned advisors—delivering practical, effective solutions to solve the most complex challenges.

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AI in the context of market abuse surveillance

Insights from AlixPartners' Munib Ali on C&F Talks.

Watch now on YouTube

Compliance consulting services

Practical and technology-driven solutions to manage risk and maintain compliance

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